The Securities Exchange Act of 1936 established the Securities and Exchange【

游客2025-06-19 15

问题 The Securities Exchange Act of 1936 established the Securities and Exchange【61】(SEC)and gave it authority【62】the securities markets. All brokers and dealers doing business in the organized markets must register【63】the SEC. A broker assists the trading process by buying or selling securities in the market for a(n)【64】A dealer satisfies investors’ trades by buying and selling securities from his own inventory. In addition, attempts to【65】securities prices were declared illegal. [br] 【63】

选项 A、in
B、on
C、with
D、from

答案 C

解析句意：所有的经纪人和经销商都必须在证券交易委员会注册登记。register…with在…登记。

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The Securities Exchange Act of 1936 established the Securities and Exchange【

Themarketplacewhereshort-termdebtsecuritiesaretradedisreferredtoas__

[originaltext]Abillofexchangeisanegotiablesecuritysignedanddated

[originaltext]Abillofexchangeisanegotiablesecuritysignedanddated

[originaltext]Dealersingovernmentandprivatesecuritiesneedshort-term

[originaltext]Dealersingovernmentandprivatesecuritiesneedshort-term

Financialinstitutions,includingdesignatedforeignexchangebanks,mustbeapp

Newsecuritiesbycompaniesareusuallybroughttomarketafteradviceanda

Investmentbankingarebankingactivitiesassociatedwithsecuritiesunderwritin

Foreignexchangeisbydefinitionforeigntotheholder;otherwise,itwould

Foreignexchangeisbydefinitionforeigntotheholder;otherwise,itwould

OnetimewhileonhiswalkGeorgemetMr.Cattanzaracominghomeverylatef

[originaltext]AmyJohnsonwasaveryambitiousandenergeticperson.Shedi

关于消除地基液化沉陷的措施，下列说法错误的是（）。A.采用桩基穿透可液化土层，

A.暴露性角膜炎 B.眼球内斜 C.耳鸣 D.眩晕 E.向下凝视时出现复

儿童年龄划分为A.婴儿期、学龄期、青春期 B.胎儿期、新生儿期、婴儿期、学龄前

()对股东大会负责，对商业银行经营和管理承担最终责任。A.董事会 B.监事会

融资融券业务标的证券为股票的，应当符合的条件包含（）。 ①在交易所上市交易

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