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The Securities Exchange Act of 1936 established the Securities and Exchange
The Securities Exchange Act of 1936 established the Securities and Exchange
游客
2025-06-20
30
管理
问题
The Securities Exchange Act of 1936 established the Securities and Exchange (61) (SEC) and gave it authority (62) the securities markets. All brokers and dealers doing business in the organized markets must register (63) the SEC. A broker assists the trading process by buying or selling securities in the market for a (n) (64) . A dealer satisfies investors’ trades by buying and selling securities from his own inventory. In addition, attempts to (65) securities prices were declared illegal. [br]
选项
A、Committee
B、Commission
C、Congress
D、Convention
答案
B
解析
commission委员会。Securities and Exchange Commission证券交易委员会。
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